USDA & FDA Food Business Brokers
Harvest Acquisition
Seller Document Preparation

Pre-Diligence Checklist

Check off documents as you gather them and upload files directly. Everything goes straight to your secure Harvest Acquisition folder in Google Drive.

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Checklist Submitted!

Your documents have been saved to your secure Google Drive folder. The Harvest Acquisition team will follow up within 1 business day.

Questions? Call us
(903) 276-4731
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Welcome

Pre-Diligence Document Checklist

This checklist walks you through the documents needed to prepare your business for sale. Complete it at your own pace — your progress saves automatically so you can return anytime. All files upload directly to a secure, private folder — only Harvest Acquisition can access them.

Your Overall Progress
0 of 28 items complete 0%
⚖️ 1 — Ownership & Legal 0%
👥 2 — Operations & Staff 0%
💰 3 — Financials 0%
🏭 4 — Assets & Property 0%
📜 5 — Regulatory & IP 0%
? How This Works
Check off items as you locate each document. Sub-items track the details, parent items track the category.
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Upload files directly — they go straight to your secure private folder. You will see a green confirmation when each file is saved.
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Progress saves automatically — close the browser and come back anytime. Your checkmarks will still be there.
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Skip anything you are unsure about — nothing is required. Our team will follow up on any gaps.

Confidentiality Notice: All documents are protected under a standard NDA. Harvest Acquisition will never share your information with any party without your explicit written consent.

Questions? Call us at (903) 276-4731
Section 1 of 5

Ownership & Legal

Documents establishing who owns the business and any legal matters affecting the sale.

1 Formation & Ownership
  • Ownership Documents
    Articles of incorporation, operating agreement, and ownership breakdown.
    Articles of Incorporation / Organization
    Operating Agreement or Bylaws
    Ownership Chart (all owners + percentages)
    Buy-Sell or Shareholder Agreements
  • Legal Standing & Licenses
    Good standing, all business licenses, insurance, and any litigation.
    Certificate of Good Standing
    All Business Licenses & Permits
    Insurance Policies & 3-Year Claims History
    Active or Pending Litigation (if any)
Upload Ownership & Legal Docs
PDF or Word. Drag and drop or click Browse.
Check off what you have.
Upload files or note what is in progress.

Confidentiality Notice: All documents are protected under NDA and only shared with pre-qualified buyers under your written consent.

Section 2 of 5

Operations & Staff

Who runs the business day-to-day and whether the team will stay post-sale.

1 Staff & Management
  • Employee Information
    Roster, org chart, contracts, benefits, and workers comp history.
    Employee Roster - Roles, Tenure & Compensation
    Organizational Chart
    Key Employee Contracts / Non-Competes
    Employee Benefits Summary
    Workers Compensation History (3 years)
Upload Staff Documents
Rosters, org charts, contracts - PDF or Excel.
2 Customers & Suppliers
  • Customer & Supplier Relationships
    Key accounts, contracts, and distribution agreements.
    Top Customers by Revenue (name, %, tenure)
    Key Supplier Agreements
    Long-Term Customer Contracts (if any)
    Distribution or Territory Agreements
Upload Customer / Supplier Docs
Contracts, customer lists, supplier agreements.

Confidentiality Notice: All documents protected under NDA. Only shared with pre-qualified buyers under your written consent.

Section 3 of 5

Financials

The most critical section for establishing value. The more complete your records, the stronger your listing.

1 Tax & Accounting Records
  • Historical Financial Statements
    Tax returns, P&Ls, and balance sheets for the last 3 years.
    Federal Business Tax Returns - Last 3 Years
    Profit & Loss Statements - Last 3 Years
    Balance Sheets - Last 3 Years
    Year-to-Date Financials (most recent month)
    Bank Statements - Last 12 Months
  • Liabilities & Obligations
    All loans, liens, accounts payable, and deferred revenue.
    List of All Business Loans & Lines of Credit
    Equipment Financing Agreements
    Accounts Payable Summary
    Deferred Revenue or Customer Deposits
Upload Financial Documents
Tax returns, P&Ls, bank statements - PDF or Excel.

Confidentiality Notice: All financial documents are strictly confidential and only shared with pre-qualified buyers under NDA.

Section 4 of 5

Assets & Property

Physical and tangible assets are a major component of value in food production businesses.

1 Real Estate & Equipment
  • Real Estate & Property
    Deed, lease, tax assessment, and inspection reports.
    Property Deed or Title (if owned)
    Lease Agreement (if leased)
    Most Recent Property Tax Assessment
    Building & Environmental Inspection Reports
  • Equipment & Inventory
    Full equipment list, maintenance records, inventory count, and vehicles.
    Complete Equipment List with Estimated Values
    Equipment Maintenance Records
    Current Inventory Count & Value
    Vehicles & Fleet (titles, mileage, condition)
    Equipment Under Lien or Lease
Upload Asset Documents
Deed, equipment list, inspection reports - PDF or Excel.

Confidentiality Notice: All asset documentation protected under NDA and shared only with serious pre-qualified buyers.

Section 5 of 5

Regulatory & Intellectual Property

For USDA and FDA regulated businesses, regulatory standing is critical to transferability.

1 USDA / FDA Compliance
  • Inspection & Compliance Documents
    Grant of inspection, HACCP plan, SSOPs, and recent inspection reports.
    USDA Grant of Inspection or State Certificate
    HACCP Plan & Supporting Documentation
    SSOPs (Sanitation Standard Operating Procedures)
    USDA / FDA Inspection Reports - Last 3 Years
    Wastewater & Environmental Permits
    Third-Party Audit Results (SQF, BRC, etc.)
Upload Regulatory Documents
HACCP plan, inspection reports, permits - PDF.
2 Brand & Intellectual Property
  • Brand Assets & IP
    Trademarks, recipes, digital assets, and software licenses.
    Trademarks or Registered Brand Names
    Proprietary Recipes or Processing Formulas
    Website, Domain & Social Media Accounts
    Software Licenses & Technology Used
    Non-Compete / Confidentiality Agreements
Upload IP & Brand Documents
Trademark filings, agreements - PDF.

Confidentiality Notice: All regulatory and IP documents are strictly protected. Never shared without your explicit written consent.

Final Step

Summary & Submit

Review your progress. Go back to any section to add more. When ready, click Submit.

We will follow up within 1 business day.

Confidentiality Notice: All submitted documents stored securely in your private Google Drive folder. Never shared without consent.